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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model