Search Result

201 - 220 of 536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2011

REC 2A.3 Guidance on RAP recognition requirements

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COND 1.3 General

As Published: 2001

COND 1.3 General