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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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LR 19.5 Disclosures

LR 10.2 Classifying transactions

PERG 7.3 Does the activity require authorisation?

SUP 12.5 Contracts: required terms

LR 10.8 Miscellaneous

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 3.18 Membership

LR 8.5 Responsibilities of listed companies

PERG 2.3 The business element

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

LR 4.3 Approval and publication of listing particulars

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.32 Arranging deals in investments

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading