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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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DTR 1A.3 FSA may require the publication of information

As Published: 2012

DTR 1A.3 FSA may require the publication of information

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

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