Search Result

161 - 180 of 970 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2011

REC 2A.3 Guidance on RAP recognition requirements

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing