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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

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