Search Result

841 - 860 of 1080 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application