Search Result

441 - 460 of 996 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars