Search Result

321 - 340 of 370 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DTR 3.1

As Published: 2005

DTR 3.1

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 13.2 General

As Published: 2011

PERG 13.2 General

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control