Search Result

301 - 320 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money