Search Result

221 - 240 of 634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports