Search Result

561 - 580 of 992 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

DTR 3.1

As Published: 2005

DTR 3.1

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms