Search Result

321 - 340 of 594 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

DTR 1A.3 FSA may require the publication of information

As Published: 2012

DTR 1A.3 FSA may require the publication of information

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits