Search Result

301 - 320 of 958 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

PR App 3.1

As Published: 2005

PR App 3.1

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers