Search Result

121 - 140 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 3.23 Default

As Published: 2011

REC 3.23 Default

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents