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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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