Search Result

41 - 60 of 742 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing