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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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LR 8.3 Role of a sponsor: general

LR 11.1 Related party transactions

PERG 8.12 Exemptions applying to all controlled activities

COLL 3.2 The instrument constituting the scheme

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 7.3 Does the activity require authorisation?

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 9.4 Content of illustrations

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 4.7 Key investor information and marketing communications

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order