Search Result

561 - 580 of 1079 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PR App 3.1

As Published: 2005

PR App 3.1

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements