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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 15.2 General

As Published: 2011

PERG 15.2 General

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements