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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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