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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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COBS 4.12 Unregulated collective investment schemes

COBS 16.3 Periodic reporting

COBS 9.2 Assessing suitability

COBS 11.4 Client limit orders

COBS 6.3 Disclosing information about services, fees and commission – packaged products

COBS 18.2 Energy market activity and oil market activity

COLL 1.1 Applications and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 19.4 Open market options

COBS 5.1 The distance marketing disclosure rules

COBS 6.1 Information about the firm and compensation information

COBS 9.4 Suitability reports

COBS 16.4 Statements of client designated investments or client money

COBS 19.1 Pension transfers and opt-outs

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 9.1 Application and purpose provisions

COBS 4.6 Past, simulated past and future performance

COBS 6.4 Disclosure of charges, remuneration and commission

COLL 6.9 Independence, names and UCITS business restrictions