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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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