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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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COLL 8.5 Powers and responsibilities

PERG 5.11 Other aspects of exclusions

SYSC 5.1 Skills, knowledge and expertise

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

MCOB 2.7 Application to electronic media and distance communications

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 16.11 Product Sales Data Reporting

REC 2.3 Financial resources

SUP 6.4 Applications for cancellation of permission

MCOB 2.8 Record keeping

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 8.3 Investor relations

MCOB 12.3 Early repayment charges: regulated mortgage contracts

CASS 7A.2 Primary pooling events

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

GEN 5.1 Application and purpose

PERG 1.4 General guidance to be found in PERG

PERG 8.10 Types of financial promotion

COLL 4.2 Pre-sale notifications

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms