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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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BIPRU 7.2 Interest rate PRR

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

LR 4.2 Contents and format of listing particulars

BIPRU 5.4 Financial collateral

PR 3.2 Filing and publication of prospectus

SYSC 2.1 Apportionment of Responsibilities

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 18.4 Friendly Society transfers and amalgamations

COBS 11.2 Best execution

LR 10.2 Classifying transactions

COLL 8.2 Constitution

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RCB 6.2 Policy on decision and warning notices

SUP 13A.3 Qualifications for authorisation under the Act

PERG 4.11 Link between activities and the United Kingdom

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SYSC 4.2 Persons who effectively direct the business

MCOB 5.6 Content of illustrations

REC 3.14A Operation of a regulated market or MTF