Search Result

761 - 780 of 981 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF