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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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