Search Result

701 - 720 of 974 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

…

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

…

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

…

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…