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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing