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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares