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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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TC App 5.1

As Published: 2010

TC App 5.1

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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