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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices