Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

…

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

…

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

…

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 6.1 Compliance

SUP 18.2 Insurance business transfers

SYSC 7.1 Risk control

REC 2.16A Operation of a multilateral trading facility

ICOBS 6.1 General

PERG 5.11 Other aspects of exclusions

PERG 8.12 Exemptions applying to all controlled activities

CASS 3.1 Application and Purpose

SUP 13.7 Changes to cross border services

BIPRU 7.10 Use of a Value at Risk Model

FEES 3.2 Obligation to pay fees

SYSC 4.1 General requirements

CASS 5.3 Statutory trust

COLL 5.2 General investment powers and limits for UCITS schemes

CASS 1A.3 Responsibility for CASS operational oversight

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 12.5 Contracts: required terms

COBS 2.3 Inducements

COBS 4.12 Unregulated collective investment schemes

ICOBS 6.4 Pre- and post-contract information: protection policies