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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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CASS 5.6 Client money distribution

COLL 5.3 Derivative exposure

SUP 8.1 Application and purpose

SUP 13A.7 Top-up permission

PERG 2.8 Exclusions applicable to particular regulated activities

REC 5.1 Introduction and legal background

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DTR 4.4 Exemptions

DTR 7.1 Audit committees

BIPRU 9.3 Requirements for originators and sponsors

MIPRU 4.4 Calculation of capital resources

REC 6.3 Recognition requirements

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order