Search Result

321 - 340 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms