Search Result

1 - 20 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules