Search Result

161 - 180 of 987 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction