Search Result

161 - 180 of 386 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

DTR 3.1

As Published: 2005

DTR 3.1

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 14.1 Application

As Published: 2005

LR 14.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links