Search Result

141 - 160 of 1103 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention