Search Result

461 - 480 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose