Search Result

421 - 440 of 1002 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule