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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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