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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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