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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PR App 1.1

As Published: 2005

PR App 1.1

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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