Search Result

121 - 140 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

DISP 3.1 Purpose, interpretation and application

As Published: 2003

DISP 3.1 Purpose, interpretation and application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries