Search Result

61 - 80 of 398 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing