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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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