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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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