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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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