Search Result

361 - 380 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval